Thomas K. Vetter
Professional summary
Thomas Kevin Vetter, CFP® is a registered financial advisor currently at VETTER PLANNING located in Randolph, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Kevin Vetter's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
January 13, 2016 - Present
VETTER PLANNING
February 4, 2014 - December 31, 2015
OSAIC SERVICES, INC.
January 30, 2014 - December 31, 2015
OSAIC SERVICES, INC.
August 12, 2011 - July 22, 2013
QUADRANT CAPITAL MANAGEMENT, LLC
June 2, 2011 - July 13, 2011
FORESTERS EQUITY SERVICES, INC.
January 27, 2011 - July 13, 2011
FORESTERS EQUITY SERVICES, INC.
September 4, 2009 - December 31, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 15, 2004 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 14, 2002 - January 14, 2004
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2016)
(10/12/2021)
Exams
Current Firm
VETTER PLANNING
CRD#: 281856 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,426,222 |
Red Flags
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