Wilson J. Setzepfandt
Professional summary
Wilson John Setzepfandt, who also goes by Wilson John Setzepfandt, Wilson Setzepfandt, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Wilson is registered as a RR (Registered Representative) and started their career in finance in 1999. Wilson has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wilson John Setzepfandt's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2024 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153July 30, 2020 - February 13, 2024
SAMMONS FINANCIAL NETWORK, LLC
January 31, 2011 - February 25, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 31, 2011 - July 15, 2020
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 1, 2009 - December 1, 2010
DIRECTED SERVICES LLC
June 12, 2007 - December 1, 2010
DIRECTED SERVICES LLC
August 20, 2003 - June 4, 2007
GLOBAL ATLANTIC DISTRIBUTORS, LLC
October 18, 2000 - January 23, 2001
IDS LIFE INSURANCE COMPANY
October 18, 2000 - August 19, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
March 17, 1999 - March 31, 2000
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2024)
(2/8/2024)
(2/8/2024)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
