Michael J. Hickey

STONEX FINANCIAL

WAYNE, PA

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CRD#: 2915660

Professional summary

Michael Joseph Hickey is a registered financial professional currently at STONEX FINANCIAL INC. located in Wayne, Pennsylvania.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 6 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Hickey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2026 - Present

STONEX FINANCIAL INC.

CRD#: 45993

WAYNE, PA

Past

July 8, 2013 - September 1, 2026

THE BENCHMARK COMPANY, LLC

CRD#: 22982

NEW YORK, NY

Past

October 4, 2011 - July 11, 2013

NATALLIANCE SECURITIES, LLC

CRD#: 39455

DENVER, CO

Past

April 26, 2004 - September 30, 2011

JANCO PARTNERS, INC.

CRD#: 40055

GREENWOOD VILLAGE, CO

Past

August 6, 2002 - February 24, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

July 25, 2002 - February 24, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 6, 1999 - August 6, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(9/1/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 6/14/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Status Unavailable

Passed: 11/23/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Status Unavailable

Passed: 11/22/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 1/5/1999

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

STONEX FINANCIAL INC.

CRD#: 45993 / SEC#: , 8-51269

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone number

(407) 741-5300

Established

Florida since 05/29/1998

Firm type

Corporation

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STONEX GROUP INC.	OWNER
DAVISON, STUART ANDREW	DIRECTOR; CHIEF OPERATING OFFICER	7824576
DICIOLLO, ANTHONY JOSEPH	DIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD	4976402
DUNAWAY, WILLIAM JOHN	DIRECTOR, CHIEF FINANCIAL OFFICER	6505923
LYON, CHARLES MARTIN	DIRECTOR, PRESIDENT	4000852
MAURER, MARK L	DIRECTOR, CHIEF RISK OFFICER	4234406
PORZIO, JOSEPH JOHN	FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	1319702
SHEA, KEVIN	SECRETARY	8263627
SMITH, PHILIP ANDREW	DIRECTOR	4999097
SZEKELY, GIGI KLARA	CHIEF COMPLIANCE OFFICER - BD DIVISION	2530826

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Hickey

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Hickey's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE BENCHMARK COMPANY, LLC

NATALLIANCE SECURITIES, LLC

JANCO PARTNERS, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 6/14/2000

SIE

Passed: 10/1/2018

Series 87

Passed: 11/23/2004

Series 86

Passed: 11/22/2004

Series 7

Passed: 1/5/1999

FINRA

Nasdaq Stock Market

Current Firm

STONEX FINANCIAL INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STONEX FINANCIAL INC.

TRUST BUT VERIFY

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