Michael J. Collins

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Chicago, IL

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CRD#: 2915653

Professional summary

Michael Jason Collins is a registered financial advisor currently at KINGSBURY CAPITAL INVESTMENT ADVISORS LLC located in Chicago, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME AND ADDRESS: VALENCE PARTNERS LLC 6320 N HERMITAGE CHICAGO, IL 60660 NATURE OF ENTITY: MEMBER-MANAGED LLC PURSUANT TO AND IN CONFORMITY WITH THE LLC LAWS FOR THE STATE OF IL. RESPONSIBILITIES IN THIS ROLE: MEMBER HOURS DEVOTED: 2 HOURS PER MONTH. NONE DURING SECURITIES TRADING HOURS. Kingsbury Capital investment advisors, llc 1560 Sherman Avenue, suite 510 evanston il 60201 investment related investment adviser compensated since 11/2017

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jason Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2017 - Present

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

RIA

CRD#: 145658

Chicago, IL

Past

November 2, 2017 - November 7, 2019

KINGSBURY CAPITAL, INC.

CRD#: 7638

EVANSTON, IL

Past

October 15, 2010 - October 30, 2017

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

CHICAGO, IL

Past

October 15, 2010 - October 30, 2017

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

CHICAGO, IL

Past

June 1, 2009 - October 27, 2010

MORGAN STANLEY

RIA

CRD#: 149777

CHICAGO, IL

Past

June 1, 2009 - October 27, 2010

MORGAN STANLEY

CRD#: 149777

CHICAGO, IL

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

CHICAGO, IL

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

CHICAGO, IL

Past

April 8, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CHICAGO, IL

Past

April 8, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

CHICAGO, IL

Past

December 7, 1999 - April 19, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

November 18, 1999 - April 19, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/22/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/27/1999

General Securities Representative Examination

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

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Contact information

Main Address

Wilmette, IL

Mailing Address

1555 Sherman Ave Suite 346, Evanston, IL 60201

Phone number

(312) 380-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 154,451,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Collins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jason Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSBURY CAPITAL, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/2003

Series 63

Date: 8/23/1999

SIE

Date: 10/1/2018

Series 31

Date: 9/22/2004

Series 7

Date: 7/27/1999

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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