DK
Dean D. Kohmann
KOHMANN BOSSHARD FINANCIAL SERVICES.
Akron, OH 44333
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CRD#: 2915507
DK
Professional summary
Dean Douglas Kohmann is a registered financial advisor currently at KOHMANN BOSSHARD FINANCIAL SERVICES, LLC. located in Akron, Ohio.
Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Dean has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) REGISTERED REPRESENTATIVE OF VALMARK SECURITIES, INC.///
2.)KOHMANN BOSSHARD FINANCIAL SERVICES; 130 SPRINGSIDE, AKRON, OH 44333, STARTED 07/2015; RIA; PRESIDENT: MANAGEMENT AND CLIENT SERVICE; INVESTMENT RELATED///
3.) THE PAUL P. TELL FOUNDATION. 195 SOUTH MAIN STREET, SUITE 200, AKRON, OH 44308-1321; STARTED 09/2017; ONGOING ANNUAL FINANCIAL SUPPORT OF MISSIONARIES AND MISSION AGENCIES WORKING IN UNREACHED AND UNEVANGELIZED COUNTRIES; BOARD MEMBER; HELPS DISTRIBUTE FUNDS TO VARIOUS MINISTRIES; THERE IS A SEPARATE OUTSIDE MONEY MANAGER; NOT MAKING INVESTMENT DECISIONS; NO COMPENSATION///
4.) BUSINESS CONSULTANT TO THE EXECUTIVES OF VALMARK FINANCIAL GROUP AND IS PAID FOR HIS CONSULTING WORK
CRS (Client Relationship Summary) - RIA
Click below to view Dean Douglas Kohmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 20, 2015 - Present
KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.
Office #1: 3421 Ridgewood Road Suite 125, Akron, OH 44333RIA
CRD#: 138851
Akron, OH
Past
September 22, 2014 - January 4, 2016
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
AKRON, OH
Past
August 9, 2011 - February 28, 2022
VALMARK SECURITIES, INC.
BD
CRD#: 31243
AKRON, OH
Past
December 13, 2007 - January 12, 2011
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
RICHFIELD, OH
Past
May 8, 1998 - December 19, 2005
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KB
KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.
BOSSHARD INVESTMENT MANAGEMENT CO., LLC | KOHMANN BOSSHARD FINANCIAL SERVICES, LLC. | BOSSHARD INVESTMENT MANAGEMENT COMPANY
CRD#: 138851 / SEC#: 801-79520
RIA
Registered Investment Advisory firm - (4/7/2014 Approved)Ohio
Registered Investment Advisory firm - (4/10/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(7/20/2015)
IAR
Texas(5/20/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
KB
KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.
BOSSHARD INVESTMENT MANAGEMENT CO., LLC | KOHMANN BOSSHARD FINANCIAL SERVICES, LLC. | BOSSHARD INVESTMENT MANAGEMENT COMPANY
CRD#: 138851 / SEC#: 801-79520
RIA
Registered Investment Advisory firm - (4/7/2014 Approved)Ohio
Registered Investment Advisory firm - (4/10/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3421 Ridgewood Road Suite 125, Akron, OH 44333
Mailing Address
Phone number
(330) 666-6886
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,396 |
| AUM (Assets Under Management) | $ 910,747,727 |
Red Flags
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Company Information
KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.
CRD#: 138851Akron, OH 44333TRUST BUT VERIFY
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