Deborah F. Samples
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah F Samples, who also goes by Deborah F Cole, Deborah Deon Farmer, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1997. Deborah had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2011 - November 15, 2012
BB&T INVESTMENT SERVICES, INC.
May 16, 2011 - November 15, 2012
BB&T INVESTMENT SERVICES, INC.
May 30, 2007 - May 2, 2011
BB&T INVESTMENT SERVICES, INC.
May 25, 2007 - May 2, 2011
BB&T INVESTMENT SERVICES, INC.
March 20, 2006 - August 10, 2007
INDEPENDENT ADVISERS GROUP CORP
April 12, 2005 - May 2, 2007
OSAIC FS, INC.
April 5, 2005 - May 2, 2007
OSAIC FS, INC.
February 17, 2004 - April 8, 2005
ONEAMERICA SECURITIES, INC.
June 30, 2000 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
June 30, 2000 - April 8, 2005
ONEAMERICA SECURITIES, INC.
September 15, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 15, 1997 - July 21, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
