Brian P. Koepp

SONNET

Spring, TX 77388

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CRD#: 2915016

Professional summary

Brian Paul Koepp MR., who also goes by Brian Paul Koepp, is a registered financial advisor currently at SONNET, LLC located in Spring, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Paul Koepp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Revo Financial - Investment Related - 23 Townsend Place, The Woodlands, TX 77382 - RIA - Chief Investment Officer - 07/2015 - 10 - 20 hours per month devoted to other business and during trading hours - Responsible for updating and maintaining money management models

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Paul Koepp MR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2018 - Present

SONNET, LLC

Office #1: 18935 I-45 North, Spring, TX 77388

RIA

CRD#: 282882

Spring, TX

Past

February 3, 2017 - December 31, 2017

SONNET, LLC

RIA

CRD#: 282882

SPRING, TX

Past

April 5, 2016 - December 31, 2016

SONNET, LLC

RIA

CRD#: 282882

SPRING, TX

Past

March 28, 2014 - October 7, 2014

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

June 10, 2013 - July 21, 2014

THE INSTITUTE

RIA

CRD#: 127207

DALLAS, TX

Past

September 30, 2004 - June 12, 2012

CAMBRIDGE LEGACY SECURITIES L.L.C.

CRD#: 103722

DALLAS, TX

Past

September 28, 2004 - May 16, 2013

ONYX WEALTH ADVISORS, INC.

RIA

CRD#: 119558

SPRING, TX

Past

May 13, 2004 - September 23, 2004

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

HOUSTON, TX

Past

December 12, 2003 - September 23, 2004

IMS SECURITIES, INC.

RIA

CRD#: 35567

SPRING, TX

Past

December 9, 2003 - September 23, 2004

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

July 9, 2002 - October 25, 2002

NAVILLUS SECURITIES, INC.

CRD#: 31230

WEST CONSHOHOCKEN, PA

Past

July 22, 1997 - April 3, 2002

PROTRADER SECURITIES L.P.

CRD#: 35233

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SONNET, LLC

CRD#: 282882 / SEC#: 801-133807

RIA

Registered Investment Advisory firm - (7/3/2025 Approved)

Texas

Registered Investment Advisory firm - (7/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/7/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/23/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 8/23/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/21/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/2005

General Securities Principal Examination

Current Firm

SONNET, LLC

CRD#: 282882 / SEC#: 801-133807

RIA

Registered Investment Advisory firm - (7/3/2025 Approved)

Texas

Registered Investment Advisory firm - (7/7/2025 Terminated)

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Contact information

Main Address

18935 I-45 North, Spring, TX 77388

Mailing Address

Phone number

(281) 404-4346

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/B (6/3/2025)

Regulatory assets under management

Total Number of Accounts	389
AUM (Assets Under Management)	$ 117,547,409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Brian P. Koepp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Paul Koepp MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SONNET, LLC

SONNET, LLC

INNOVATION PARTNERS LLC

THE INSTITUTE

CAMBRIDGE LEGACY SECURITIES L.L.C.

ONYX WEALTH ADVISORS, INC.

WESTPARK WEALTH ADVISORS, INC.

IMS SECURITIES, INC.

IMS SECURITIES, INC.

NAVILLUS SECURITIES, INC.

PROTRADER SECURITIES L.P.

Primary Firm SEC Registration

SONNET, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2001

Series 63

Date: 9/2/1997

SIE

Date: 10/7/2014

Series 3

Date: 12/23/2005

Series 55

Date: 8/23/1999

Series 7

Date: 7/21/1997

Series 24

Date: 10/5/2005

Current Firm

SONNET, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SONNET, LLC

TRUST BUT VERIFY

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