Elliott W. Starman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliott William Starman was a registered financial professional .
Elliott is a previously registered financial professional and started their career in finance in 1997. Elliott had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2013 - December 31, 2015
KOVACK SECURITIES INC.
September 8, 2009 - January 28, 2013
LPL FINANCIAL LLC
March 17, 2005 - September 8, 2009
MUTUAL SERVICE CORPORATION
October 30, 2003 - November 11, 2004
PRUCO SECURITIES, LLC.
November 24, 1998 - October 21, 2003
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.
August 22, 1997 - October 20, 2003
HOCHMAN & BAKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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