RP
Robby L. Pitts
AMB WEALTH
Thomasville, GA 31792
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CRD#: 2914843
RP
Professional summary
Robby Lee Pitts is a registered financial advisor currently at AMB WEALTH, LLC located in Thomasville, Georgia and ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC located in Thomasville, Georgia.
Robby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robby has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed Insurance Agent: Non-variable insurance / investment related; 1 hour monthly and during market trading hours; Start date: 03.05.2004 2) FAIM Investments LLC; minority owner since 10/2011. FAIM Investments LLC is the parent company of the AMB affiliated companies. 3) SWGA TECHNICAL COLLEGE BOARD OF DIRECTORS 4) VARIOUS LAND DEVELOPMENT AND PROPERTY REHAB WITH MAURICE CHASTAIN 5) TRUSTEE CARY NEWMAN LIFE INSURANCE POLICY 6) TRUSTEE AJ BURNETT LIFE INSURANCE POLICY 7) BEN JACKSON FOUNDATION TRUSTEE 8) MADISON INVESTORS MINORITY OWNERSHIP. LLC THAT OWNS THE BUILDING OUR OFFICES ARE IN. 9) Minority ownership in Hampton Hotel in Thomasville. 10) Georgia School Board member. 11) Georgia School Board Association as Trustee GSBA Risk Management Fund. 12) Johnson and Pitts Investments, previously invested in Eastover, funds still available in another account for use in additional investments
CRS (Client Relationship Summary) - RIA
Click below to view Robby Lee Pitts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2018 - Present
AMB WEALTH, LLC
Office #1: 135 South Madison Street, Thomasville, GA 31792RIA
CRD#: 113106
Thomasville, GA
Current
April 27, 2007 - Present
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
Office #1: 135 S. Madison Street, Thomasville, GA 31792Office #2: 135 S Madison Street, Thomasville, GA 31792BD
CRD#: 142619
Thomasville, GA
Past
November 22, 2004 - December 31, 2017
AMB WEALTH, LLC
RIA
CRD#: 113106
THOMASVILLE, GA
Past
January 12, 2001 - April 24, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
THOMASVILLE, GA
Past
May 30, 2000 - February 12, 2001
SHIELDS & COMPANY
BD
CRD#: 11053
NEW YORK, NY
Past
August 14, 1997 - September 18, 1998
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AMB WEALTH, LLC
ALLEN & MOONEY INVESTMENT ADVISORS, LLC | HAWK STREET WEALTH | AMB WEALTH, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS LLC | ALLEN MOONEY BARNES INVESTMENT ADVISORS | ALLEN & MOONEY INVESTMENTS, LLC
CRD#: 113106 / SEC#: 801-60350
RIA
Registered Investment Advisory firm - (6/13/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/4/2018)
IAR
Florida(6/27/2018)
RR
Georgia(4/27/2007)
IAR
Georgia(2/22/2018)
RR
Indiana(6/27/2007)
RR
Kentucky(7/21/2025)
RR
Maryland(5/8/2007)
IAR
Maryland(5/3/2018)
RR
Michigan(8/18/2014)
RR
Pennsylvania(6/28/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AMB WEALTH, LLC
ALLEN & MOONEY INVESTMENT ADVISORS, LLC | HAWK STREET WEALTH | AMB WEALTH, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC | ALLEN, MOONEY & BARNES INVESTMENT ADVISORS LLC | ALLEN MOONEY BARNES INVESTMENT ADVISORS | ALLEN & MOONEY INVESTMENTS, LLC
CRD#: 113106 / SEC#: 801-60350
RIA
Registered Investment Advisory firm - (6/13/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
135 South Madison Street, Thomasville, GA 31792
Mailing Address
P.o. Box 1116, Thomasville, GA 31799-1116
Phone number
(866) 277-1500
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 985 |
| AUM (Assets Under Management) | $ 1,010,736,265 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
