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David Baldwin Morgan JR

David B. Morgan

HEIRLOOM WEALTH MANAGEMENT LLC
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 2914803
David Baldwin Morgan JR

Professional summary

David Baldwin Morgan JR, CFP® is a registered financial advisor currently at HEIRLOOM WEALTH MANAGEMENT LLC located in Greenwood Village, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Baldwin Morgan JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2002

Experience

Current

January 6, 2026 - Present

HEIRLOOM WEALTH MANAGEMENT LLC

Office #1: 6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111
RIA
CRD#: 292277
GREENWOOD VILLAGE, CO
Past

December 15, 2017 - January 16, 2026

ROSEL WEALTH MANAGEMENT, LLC

RIA
CRD#: 291065
HIGHLANDS RANCH, CO
Past

November 2, 2017 - January 4, 2018

PKS ADVISORY SERVICES, LLC

RIA
CRD#: 125648
ALBANY, NY
Past

November 2, 2017 - March 3, 2025

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Highlands Ranch, CO
Past

June 1, 2009 - November 6, 2017

MORGAN STANLEY

RIA
CRD#: 149777
GREENWOOD VILLAGE, CO
Past

June 1, 2009 - November 6, 2017

MORGAN STANLEY

BD
CRD#: 149777
GREENWOOD VILLAGE, CO
Past

February 20, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
ENGLEWOOD, CO
Past

February 20, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
ENGLEWOOD, CO
Past

March 1, 2001 - March 3, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
DENVER, CO
Past

October 27, 2000 - March 3, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
DENVER, CO
Past

August 13, 1997 - November 24, 2000

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HEIRLOOM WEALTH MANAGEMENT LLC
HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/12/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/14/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/12/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/12/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/23/2006
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/23/2006
General Securities Sales Supervisor - Options Module Examination

Current Firm

HW
HEIRLOOM WEALTH MANAGEMENT LLC
HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)
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Contact information

Main Address
6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111
Mailing Address
Phone number
(720) 328-2877
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/19/2025)

Regulatory assets under management

Total Number of Accounts1,800
AUM (Assets Under Management)$ 614,050,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277Greenwood Village, CO 80111

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