David B. Morgan

MORGANROSEL WEALTH MANAGEMENT

Highlands Ranch, CO 80129

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CRD#: 2914803

Professional summary

David Baldwin Morgan JR, CFP® is a registered financial advisor currently at MORGANROSEL WEALTH MANAGEMENT, LLC located in Highlands Ranch, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fixed Insurance. 1805 Shea Center Dr, Suite 420, Highlands Ranch, CO 80129. Ash Brokerage-Term Life Insurance. Agent. Occasionally help clients obtain life insurance coverage. 1 hour/ 1 hour.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Baldwin Morgan JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

December 15, 2017 - Present

MORGANROSEL WEALTH MANAGEMENT, LLC

Office #1: 1805 Shea Center Dr Suite 420, Highlands Ranch, CO 80129

RIA

CRD#: 291065

Highlands Ranch, CO

Past

November 2, 2017 - January 4, 2018

PKS ADVISORY SERVICES, LLC

RIA

CRD#: 125648

ALBANY, NY

Past

November 2, 2017 - March 3, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Highlands Ranch, CO

Past

June 1, 2009 - November 6, 2017

MORGAN STANLEY

RIA

CRD#: 149777

GREENWOOD VILLAGE, CO

Past

June 1, 2009 - November 6, 2017

MORGAN STANLEY

CRD#: 149777

GREENWOOD VILLAGE, CO

Past

February 20, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ENGLEWOOD, CO

Past

February 20, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ENGLEWOOD, CO

Past

March 1, 2001 - March 3, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

October 27, 2000 - March 3, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

August 13, 1997 - November 24, 2000

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORGANROSEL WEALTH MANAGEMENT, LLC

BH ADVISORS LLC | MORGANROSEL WEALTH MANAGEMENT, LLC

CRD#: 291065 / SEC#: 801-112145

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/15/2017)

IAR

Texas
(12/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/12/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/12/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/23/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/23/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

MORGANROSEL WEALTH MANAGEMENT, LLC

BH ADVISORS LLC | MORGANROSEL WEALTH MANAGEMENT, LLC

CRD#: 291065 / SEC#: 801-112145

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

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Contact information

Main Address

1805 Shea Center Dr Suite 420, Highlands Ranch, CO 80129

Mailing Address

Phone number

(303) 647-3801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/19/2025)

FORM ADV PART 2A, APP 1 - WRAP BROCHURE (3/16/2025)

Regulatory assets under management

Total Number of Accounts	929
AUM (Assets Under Management)	$ 503,254,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David B. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Baldwin Morgan JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

EDWARD JONES

Primary Firm SEC Registration

MORGANROSEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2001

Series 63

Date: 8/14/1997

SIE

Date: 10/1/2018

Series 31

Date: 11/12/2009

Series 7

Date: 8/12/1997

Series 10

Date: 1/23/2006

Series 9

Date: 1/23/2006

Current Firm

MORGANROSEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MORGANROSEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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