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JC

Jerry L. Carmody

SAGE PORTFOLIO MANAGEMENT LLC
Norman, OK
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CRD#: 2914716
JC

Professional summary


Jerry Lawrence Carmody is a registered financial advisor currently at SAGE PORTFOLIO MANAGEMENT LLC located in Norman, Oklahoma.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jerry has worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OTHER BUSINESS ACTIVITIES: 1. INSURANCE SALES & SERVICES BECAME AN AGENT 03/24/1998 2. FINANCIAL PLANNING WHICH IS RELATED TO AND HAS THE SAME ADDRESS AS SAGE PORTFOLIO MANAGEMENT LLC AS AN REGISTERED INVESTMENT ADVISOR IN WHICH I AM PRESIDENT AND CEO. HOURS WORKING ON FINANCIAL PLANNING ALONE VARY, HOWEVER APPROXIMATELY 10 HOURS A MONTH ATTRIBUTABLE TO FINANCIAL PLANNING ON AVERAGE AS PART OF SAGE PORTFOLIO MANAGEMENT LLC'S WORKING WITH CUSTOMERS. FINANCIAL PLANNING HAS BEEN AN INTEGRAL PART OF THE FIRM SINCE THE BEGINNING OF SAGE PORTFOLIO MANAGEMENT LLC'S ORIGINAL REGISTRATION WITH THE TEXAS STATE SECURITIES BOARD AS AN REGISTERED INVESTMENT ADVISOR. 3. CARMODY GROUP CAREER COACHING (2 hours a week- 100% non paid) Aka- M.I.T. MEN IN TRANSITION (WEB PAGE= WWW.CARMODYGROUP.COM)

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jerry Lawrence Carmody's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 30, 2014 - Present

SAGE PORTFOLIO MANAGEMENT LLC

RIA
CRD#: 153512
Norman, OK
Past

October 16, 2009 - October 18, 2010

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
KELLER, TX
Past

October 16, 2009 - October 18, 2010

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
KELLER, TX
Past

August 15, 2007 - December 9, 2008

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ADDISON, TX
Past

January 13, 2003 - August 14, 2006

OSAIC FA, INC.

RIA
CRD#: 3978
DALLAS, TX
Past

January 13, 2003 - June 5, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

January 13, 2003 - August 14, 2006

OSAIC FA, INC.

BD
CRD#: 3978
DALLAS, TX
Past

August 1, 2002 - February 21, 2003

THE CAPITAL CHART ROOM, LTD

RIA
CRD#: 117980
ARLINGTON, TX
Past

January 3, 2002 - January 15, 2003

VALMARK SECURITIES, INC.

BD
CRD#: 31243
AKRON, OH
Past

February 16, 2000 - January 7, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

February 16, 2000 - January 7, 2002

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

November 20, 1998 - January 9, 2000

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

August 12, 1997 - February 19, 1998

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(12/1/2023)
IAR
Texas
(1/30/2014)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/23/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


SP
SAGE PORTFOLIO MANAGEMENT LLC
CARMODY GROUP | SAGE PORTFOLIO MANAGEMENT LLC | JERRY LAWRENCE CARMODY D.B.A. CARMODY GROUP

CRD#: 153512 / SEC#:

Oklahoma
Registered Investment Advisory firm - (5/10/2023 Approved)
Texas
Registered Investment Advisory firm - (2/1/2011 Approved)
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Contact information


Main Address
Norman, OK
Mailing Address
Na, Na, OK 73072
Phone number
(214) 684-9100
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts19
AUM (Assets Under Management)$ 2,943,469

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAGE PORTFOLIO MANAGEMENT LLC

CRD#: 153512Norman, OK

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