Blair S. Arnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blair Steven Arnell, who also goes by Blair Arnell, was a registered financial advisor .
Blair is a previously registered financial advisor and started their career in finance in 1997. Blair had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2002 - March 9, 2006
BTS ASSET MANAGEMENT, INC.
April 4, 2002 - May 17, 2004
SECU BROKERAGE SERVICES
January 3, 2000 - April 5, 2002
COMMONWEALTH FINANCIAL NETWORK
January 21, 1999 - January 8, 2000
WALNUT STREET SECURITIES, INC.
August 1, 1997 - December 31, 1998
WMA SECURITIES, INC.
Primary Firm SEC Registration
BTS ASSET MANAGEMENT, INC.
CRD#: 105215 / SEC#: 801-14895
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BTS ASSET MANAGEMENT, INC.
CRD#: 105215 / SEC#: 801-14895
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 590 |
| AUM (Assets Under Management) | $ 188,801,492 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
