Apostolos Kapassakis

NORTHCOAST RESEARCH PARTNERS

Roslyn, NY

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CRD#: 2914477

Professional summary

Apostolos Kapassakis JR, who also goes by Apostalos Kapassakis, Paul Kapassakis Jr, Paul Kapassakis, is a registered financial advisor currently at NORTHCOAST RESEARCH PARTNERS, LLC located in Roslyn, New York.

Apostolos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Apostolos has worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Apostalos Kapassakis | Paul Kapassakis Jr | Paul Kapassakis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Apostolos Kapassakis JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Apostolos Kapassakis JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2025 - Present

NORTHCOAST RESEARCH PARTNERS, LLC

RIA

CRD#: 149109

Roslyn, NY

Current

June 4, 2025 - Present

NORTHCOAST RESEARCH PARTNERS, LLC

Office #1: 1301 East Ninth Street Suite 1500, Cleveland, OH 44114

RIA

CRD#: 149109

Cleveland, OH

Past

October 4, 2023 - March 29, 2024

AUERBACH GRAYSON & COMPANY LLC

CRD#: 30761

NEW YORK, NY

Past

May 24, 2010 - November 2, 2021

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

October 19, 2009 - May 24, 2010

COMMERZBANK CAPITAL MARKETS CORP.

CRD#: 21787

NEW YORK, NY

Past

June 6, 2000 - November 19, 2009

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

July 23, 1997 - June 13, 2000

CANTOR FITZGERALD SECURITIES

CRD#: 19660

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/4/2025)

Ohio
(6/9/2025)

IAR

Ohio
(6/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/6/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/13/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/23/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/23/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 8/4/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NORTHCOAST RESEARCH PARTNERS, LLC

CONTINUUM RESEARCH PARTNERS, LLC | NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109 / SEC#: , 8-68115

Ohio

Registered Investment Advisory firm - SEC (6/23/2023 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1301 East Ninth Street 15th Floor, Cleveland, OH 44114

Mailing Address

1301 East Ninth Street 15th Floor, Cleveland, OH 44114

Phone number

(216) 468-6950

Established

Ohio since 10/29/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NORTHCOAST RESEARCH HOLDINGS, LLC	SOLE MEMBER / PARENT
MEHTA, KARTIK	MANAGING OFFICER	3034087
RAFFA, SALVATORE ANTONINO	CHIEF FINANCIAL OFFICER	3213782
RIZZO, MARTIN PAUL	PRESIDENT AND CCO	1520499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Apostolos Kapassakis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Apostolos Kapassakis JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Apostolos Kapassakis JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHCOAST RESEARCH PARTNERS, LLC

AUERBACH GRAYSON & COMPANY LLC

COMMERZ MARKETS LLC

COMMERZBANK CAPITAL MARKETS CORP.

COMMERZ MARKETS LLC

CANTOR FITZGERALD SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2024

Series 63

Date: 7/21/1997

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 1/6/2000

Series 7

Date: 9/13/1997

Series 10

Date: 8/23/2000

Series 9

Date: 8/23/2000

Series 24

Date: 8/4/2000

FINRA

Current Firm

NORTHCOAST RESEARCH PARTNERS, LLC

Contact information

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NORTHCOAST RESEARCH PARTNERS, LLC

TRUST BUT VERIFY

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