MM
Michael F. Marco
LEERINK PARTNERS LLC
NEW YORK, NY 10019
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CRD#: 2914474
MM
Professional summary
Michael Francis Marco is a registered financial professional currently at LEERINK PARTNERS LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Francis Marco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2017 - Present
LEERINK PARTNERS LLC
Office #1: 1301 Avenue Of The Americas 5th Floor, New York, NY 10019BD
CRD#: 39011
NEW YORK, NY
Past
August 11, 2015 - January 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
May 8, 2006 - August 26, 2015
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
January 3, 2005 - May 3, 2006
LEERINK PARTNERS LLC
BD
CRD#: 39011
NEW YORK, NY
Past
March 28, 2001 - January 5, 2005
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
February 24, 1999 - April 16, 2001
RBC CAPITAL MARKETS CORPORATION
BD
CRD#: 6579
NEW YORK, NY
Past
July 23, 1997 - March 4, 1999
CANTOR FITZGERALD SECURITIES
BD
CRD#: 19660
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/17/2017)
RR
Arizona(1/17/2017)
RR
California(1/17/2017)
RR
Colorado(1/17/2017)
RR
Connecticut(1/17/2017)
RR
Delaware(1/17/2017)
RR
District of Columbia(1/17/2017)
RR
Florida(1/17/2017)
RR
Georgia(1/17/2017)
RR
Idaho(1/17/2017)
RR
Illinois(1/17/2017)
RR
Indiana(1/17/2017)
RR
Iowa(1/17/2017)
RR
Kansas(1/17/2017)
RR
Kentucky(1/17/2017)
RR
Louisiana(1/17/2017)
RR
Maine(1/17/2017)
RR
Maryland(1/17/2017)
RR
Massachusetts(1/17/2017)
RR
Michigan(1/17/2017)
RR
Minnesota(1/17/2017)
RR
Missouri(1/17/2017)
RR
Nebraska(1/17/2017)
RR
New Hampshire(1/17/2017)
RR
New Jersey(1/17/2017)
RR
New Mexico(1/17/2017)
RR
New York(1/17/2017)
RR
North Carolina(1/17/2017)
RR
North Dakota(1/17/2017)
RR
Ohio(1/17/2017)
RR
Oklahoma(1/17/2017)
RR
Oregon(1/17/2017)
RR
Pennsylvania(1/17/2017)
RR
Rhode Island(1/17/2017)
RR
South Carolina(1/17/2017)
RR
South Dakota(1/17/2017)
RR
Tennessee(1/17/2017)
RR
Texas(1/17/2017)
RR
Utah(1/17/2017)
RR
Vermont(1/17/2017)
RR
Virginia(1/17/2017)
RR
Washington(1/17/2017)
RR
West Virginia(1/17/2017)
RR
Wisconsin(1/17/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/27/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
LP
LEERINK PARTNERS LLC
LEERINK | SVB SECURITIES LLC | SVB LEERINK LLC | LEERINK, SWANN, GARRITY, SOLLAMI, YAFFE & WYNN, INC. | LEERINK SWANN LLC | LEERINK SWANN & COMPANY | LEERINK SWANN & CO., INC. | LEERINK PARTNERS, LLC | LEERINK PARTNERS LLC | LEERINK PARTNERS | LEERINK & CO., INC.
CRD#: 39011 / SEC#: 801-68264, 8-48535
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
53 State Street 40th Floor, Boston, MA, 02109
Mailing Address
53 State Street 40th Floor 40th Floor, Boston, MA, 02109
Phone number
(617) 918-4900
Established
Delaware since 07/19/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
