Jesse J. Segreto

BMO FAMILY OFFICE

Chicago, IL 60606

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CRD#: 2914092

Professional summary

Jesse Joseph Segreto, CFP® is a registered financial advisor currently at BMO FAMILY OFFICE, LLC located in Chicago, Illinois.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jesse has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Joseph Segreto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 29, 2009 - Present

BMO FAMILY OFFICE, LLC

Office #1: 320 South Canal Street Floor 12, Chicago, IL 60606

RIA

CRD#: 110264

Chicago, IL

Past

December 6, 2006 - December 31, 2008

SETON SMOKE CAPTAL MANAGEMENT

RIA

CRD#: 105531

GREENBRAE, CA

Past

September 2, 1999 - August 10, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SANTA BARBARA, CA

Past

July 14, 1998 - August 10, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BMO FAMILY OFFICE, LLC

CRD#: 110264 / SEC#: 801-56868

RIA

Registered Investment Advisory firm - (10/20/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/29/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/10/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/13/1998

General Securities Representative Examination

Current Firm

BMO FAMILY OFFICE, LLC

CRD#: 110264 / SEC#: 801-56868

RIA

Registered Investment Advisory firm - (10/20/1999 Approved)

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Contact information

Main Address

320 South Canal Street Floor 12, Chicago, IL 60606

Mailing Address

Phone number

(650) 210-5042

Established

Firm type

Fiscal year end

# of Employees

120

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BMO FAMILY OFFICE, LLC ADV PART 2A (1/27/2025)

Regulatory assets under management

Total Number of Accounts	5,520
AUM (Assets Under Management)	$ 8,129,615,220

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/26/2024	Cover Page	Report
09/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jesse J. Segreto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Joseph Segreto's CRS (Customer Relationship Summary).

Certified licenses

Experience

SETON SMOKE CAPTAL MANAGEMENT

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

BMO FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/1999

Series 63

Date: 9/16/1998

Series 3

Date: 12/10/2003

Series 7

Date: 7/13/1998

Current Firm

BMO FAMILY OFFICE, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BMO FAMILY OFFICE, LLC

TRUST BUT VERIFY

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