Michael H. Gerhold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Harrison Gerhold, who also goes by Michael Gerhold, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 2 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2017 - November 26, 2018
CU CAPITAL MARKET SOLUTIONS, LLC
March 28, 2014 - September 13, 2016
CNBS
April 17, 2007 - April 4, 2016
CNBS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CU CAPITAL MARKET SOLUTIONS, LLC
CRD#: 284473 / SEC#: 801-108189
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
