Remuel D. Mohamed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Remuel Darius Mohamed, who also goes by Remy M Darius, Remuel Mohamed, Remy Mohamed, was a registered financial professional .
Remuel is a previously registered financial professional and started their career in finance in 1997. Remuel had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2013 - June 26, 2014
SW FINANCIAL
March 7, 2011 - October 21, 2011
MERRIMAC CORPORATE SECURITIES, INC.
January 1, 2011 - February 22, 2011
PHD CAPITAL
December 7, 2007 - December 23, 2008
PHD CAPITAL
September 27, 2007 - December 12, 2007
PARKER FINANCIAL CORP.
June 15, 2007 - September 26, 2007
J.P. TURNER & COMPANY, L.L.C.
May 3, 2007 - July 5, 2007
AURA FINANCIAL SERVICES, INC.
April 20, 2007 - June 4, 2007
WESTPARK CAPITAL, INC.
November 16, 2006 - February 28, 2007
AURA FINANCIAL SERVICES, INC.
September 24, 2003 - November 11, 2004
SALOMON GREY FINANCIAL CORPORATION
August 9, 2000 - October 3, 2001
CITICORP INVESTMENT SERVICES
July 20, 1999 - September 14, 2000
NEBRASKA HUDSON COMPANY, INC.
January 25, 1999 - May 21, 1999
NATIONAL CLEARING CORP.
May 26, 1998 - September 9, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
February 27, 1998 - June 4, 1998
FIRST COLONIAL SECURITIES
September 16, 1997 - January 23, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SW FINANCIAL
CRD#: 145012 / SEC#: , 8-67688
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
