Kristin V. Dunlevy

SAVVY

Louisville, KY 40223

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CRD#: 2913694

Professional summary

Kristin V Dunlevy, AIF®, who also goes by Kristin V. Dunlevy, Kristin Roggenkamp, is a registered financial advisor currently at SAVVY located in Louisville, Kentucky.

Kristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kristin has worked at 5 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristin V. Dunlevy | Kristin Roggenkamp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Partner at Verbeck Beverages, LLP; Non-investment related; Craft non-alcoholic beverage startup company. Start date: Sep 30 2023; 16 hours monthly.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin V Dunlevy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 3, 2025 - Present

SAVVY

Office #1: 9900 Corporate Campus Drive Suite 2100, Louisville, KY 40223

RIA

CRD#: 318493

Louisville, KY

Past

May 6, 2015 - March 29, 2018

MJ RETIREMENT

RIA

CRD#: 164328

LOUISVILLE, KY

Past

April 16, 2013 - April 21, 2015

CERITY PARTNERS OCIO LLC

RIA

CRD#: 151916

LOUISVILLE, KY

Past

December 9, 2011 - July 17, 2014

KD FIDUCIARY ASSET MANAGEMENT, INC.

RIA

CRD#: 159104

PROSPECT, KY

Past

March 2, 2005 - March 18, 2011

STEGNER INVESTMENT ASSOCIATES INC

RIA

CRD#: 107480

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(7/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1997

Uniform Securities Agent State Law Examination

Current Firm

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

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Contact information

Main Address

111 West 33rd Street Unit 1410, New York, NY 10001

Mailing Address

Phone number

(833) 745-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts	3,776
AUM (Assets Under Management)	$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristin V. Dunlevy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin V Dunlevy's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAVVY

MJ RETIREMENT

CERITY PARTNERS OCIO LLC

KD FIDUCIARY ASSET MANAGEMENT, INC.

STEGNER INVESTMENT ASSOCIATES INC

Primary Firm SEC Registration

SAVVY

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2025

Series 63

Date: 6/23/1997

Current Firm

SAVVY

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVY

TRUST BUT VERIFY

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