Luann Becker

365 WEALTH MANAGEMENT GROUP

Mason, OH 45040

Some features on this profile are disabled

CRD#: 2913607

Professional summary

Luann Becker, who also goes by Luann Mcconnaha, is a registered financial advisor currently at 365 WEALTH MANAGEMENT GROUP located in Mason, Ohio.

Luann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Luann has worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luann Mcconnaha

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luann Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2024 - Present

365 WEALTH MANAGEMENT GROUP

Office #1: 5770 Gateway Blvd Suite 102, Mason, OH 45040

RIA

CRD#: 314674

Mason, OH

Past

May 21, 2021 - December 31, 2023

365 WEALTH MANAGEMENT GROUP

RIA

CRD#: 129052

CINCINNATI, OH

Past

February 4, 2003 - March 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

July 29, 1997 - October 28, 2002

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

365 WEALTH MANAGEMENT GROUP

365 WEALTH MANAGEMENT GROUP | AXECAP INVESTMENTS, LLC

CRD#: 314674 / SEC#: 801-126521

RIA

Registered Investment Advisory firm - (9/7/2022 Approved)

Ohio

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/11/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/1997

General Securities Representative Examination

Current Firm

365 WEALTH MANAGEMENT GROUP

365 WEALTH MANAGEMENT GROUP | AXECAP INVESTMENTS, LLC

CRD#: 314674 / SEC#: 801-126521

RIA

Registered Investment Advisory firm - (9/7/2022 Approved)

Ohio

Registered Investment Advisory firm - (12/31/2023 Failure to Renew)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5770 Gateway Blvd Suite 102, Mason, OH 45040

Mailing Address

Phone number

(513) 880-0002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

365 WMG ADV 2A 2025 (4/28/2025)

Regulatory assets under management

Total Number of Accounts	1,046
AUM (Assets Under Management)	$ 183,182,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Luann Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luann Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

365 WEALTH MANAGEMENT GROUP

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

365 WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 8/11/1997

Series 7TO

Date: 12/1/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/28/1997

Current Firm

365 WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

365 WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

Similar Advisors