Jennifer R. Gates

CW ADVISORS

Boston, MA 02210

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CRD#: 2913529

Professional summary

Jennifer Rice Gates, who also goes by Jennifer R Gates, Jennifer Marie Rice, Jenny Rice, Jennifer Marie Rice Gates, is a registered financial advisor currently at CW ADVISORS, LLC located in Boston, Massachusetts.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jennifer has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer R Gates | Jennifer Marie Rice | Jenny Rice | Jennifer Marie Rice Gates

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Trustee/Co-Trustee; Investment Related; Appx. 3. Hrs/Mnth; Serves as the trustee and co-trustee of various trusts, some of which are Congress Wealth Management LLC clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Rice Gates's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2020 - Present

CW ADVISORS, LLC

Office #1: 155 Seaport Blvd 3rd Floor, Boston, MA 02210

RIA

CRD#: 310873

Boston, MA

Past

February 23, 2010 - December 2, 2020

CONGRESS WEALTH MANAGEMENT LLC

RIA

CRD#: 149446

BOSTON, MA

Past

August 19, 2004 - April 11, 2008

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

March 24, 2003 - August 4, 2004

FIDELITY PERSONAL TRUST COMPANY, FSB

RIA

CRD#: 109516

BOSTON, MA

Past

June 1, 1999 - August 4, 2004

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

May 20, 1999 - April 11, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

August 27, 1997 - May 19, 1999

WAM BROKERAGE SERVICES, L.L.C.

CRD#: 39061

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/26/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/25/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/26/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

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Contact information

Main Address

155 Seaport Blvd 3rd Floor, Boston, MA 02210

Mailing Address

Phone number

(617) 428-7600

Established

Firm type

Fiscal year end

# of Employees

110

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CW ADVISORS WRAP FEE PROGRAM (9/9/2025)

CW ADVISORS ADV PART 2A (9/9/2025)

Regulatory assets under management

Total Number of Accounts	12,836
AUM (Assets Under Management)	$ 9,301,984,860

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
07/02/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer R. Gates

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Rice Gates's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONGRESS WEALTH MANAGEMENT LLC

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL TRUST COMPANY, FSB

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WAM BROKERAGE SERVICES, L.L.C.

Primary Firm SEC Registration

CW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/26/1999

Series 63

Date: 9/26/1997

Series 7

Date: 11/25/1998

Series 6

Date: 8/26/1997

Current Firm

CW ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CW ADVISORS, LLC

TRUST BUT VERIFY

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