Darren J. Beck

PATHWAY FINANCIAL ADVISORS

ATLANTA, GA 30328

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CRD#: 2913386

Professional summary

Darren James Beck, CFP® is a registered financial advisor currently at PATHWAY FINANCIAL ADVISORS, LLC located in Atlanta, Georgia.

Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Darren has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MMB ANESTHESIA LLC INVESTMENT RELATED: NO ADDRESS: 1231 SUNDERLAND CT NE, ATLANTA, GA 30319 NATURE OF BUSINESS: PROVIDE COMPREHENSIVE ANESTHESIA SERVICES POSITION: ADMINISTRATIVE TITLE: VICE PRESIDENT RELATIONSHIP: WIFE IS A NURSE ANESTHETIST INDEPENDENT CONTRACTOR HOURS PER MONTH DEVOTED TO MMB ANESTHESIA LLC: 5 HOURS PER MONTH DEVOTED TO MMB ANESTHESIA LLA DURING SECURITIES TRADING HOURS: 0 DUTIES: PAYROLL & TAX PAYMENTS. WIFE IS SOLE EMPLOYEE OF THE COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren James Beck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

May 1, 2008 - Present

PATHWAY FINANCIAL ADVISORS, LLC

Office #1: 2000 Riveredge Pkwy Ste 640, Atlanta, GA 30328

RIA

CRD#: 124801

ATLANTA, GA

Past

August 29, 1997 - March 24, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATHWAY FINANCIAL ADVISORS, LLC

CRD#: 124801 / SEC#: 801-64598

RIA

Registered Investment Advisory firm - (8/15/2005 Approved)

Vermont

Registered Investment Advisory firm - (8/25/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/1/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/28/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PATHWAY FINANCIAL ADVISORS, LLC

CRD#: 124801 / SEC#: 801-64598

RIA

Registered Investment Advisory firm - (8/15/2005 Approved)

Vermont

Registered Investment Advisory firm - (8/25/2005 Terminated)

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Contact information

Main Address

725 Community Drive Suite 402, South Burlington, VT 05403

Mailing Address

Phone number

(802) 660-7086

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	955
AUM (Assets Under Management)	$ 894,825,875

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Darren J. Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren James Beck's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHWAY FINANCIAL ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

PATHWAY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2008

Series 63

Date: 9/23/1997

Series 6

Date: 8/28/1997

Current Firm

PATHWAY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PATHWAY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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