William M. Monahan

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CRD#: 2913382

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Martin Monahan was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1997. William had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 1, 2020 - February 15, 2022

CORRADO ADVISORS, LLC

RIA

CRD#: 111721

RAMSEY, NJ

Past

October 21, 2004 - January 20, 2011

MM & CO., L.L.C.

RIA

CRD#: 120862

PARAMUS, NJ

Past

July 2, 2002 - December 31, 2002

MM & CO., L.L.C.

RIA

CRD#: 120862

PARAMUS, NJ

Past

December 4, 2000 - June 9, 2011

CADARET, GRANT & CO., INC.

CRD#: 10641

WEST CALDWELL, NJ

Past

March 18, 1998 - December 12, 2000

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

August 6, 1997 - March 25, 1998

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORRADO ADVISORS, LLC

BERSON & CORRADO FINANCIAL PLANNERS LLC | CORRADO ADVISORS, LLC | BERSON & CORRADO INVESTMENT ADVISORS, LLC

CRD#: 111721 / SEC#: 801-56980

RIA

Registered Investment Advisory firm - (11/15/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/4/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/21/1999

General Securities Principal Examination

Current Firm

CORRADO ADVISORS, LLC

BERSON & CORRADO FINANCIAL PLANNERS LLC | CORRADO ADVISORS, LLC | BERSON & CORRADO INVESTMENT ADVISORS, LLC

CRD#: 111721 / SEC#: 801-56980

RIA

Registered Investment Advisory firm - (11/15/1999 Approved)

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Contact information

Main Address

48 South Franklin Turnpike Suite 300, Ramsey, NJ 07446-2558

Mailing Address

Phone number

(201) 661-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	724
AUM (Assets Under Management)	$ 202,244,968

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
09/26/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William M. Monahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MM & CO., L.L.C.

MM & CO., L.L.C.

CADARET, GRANT & CO., INC.

1717 CAPITAL MANAGEMENT COMPANY

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

CORRADO ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/1997

Series 7

Date: 8/4/1997

Series 24

Date: 5/21/1999

Current Firm

CORRADO ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CORRADO ADVISORS, LLC

TRUST BUT VERIFY

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