John W. Randall

1834 INVESTMENT ADVISORS CO.

St. Louis Park, MN 55416

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CRD#: 2913270

Professional summary

John Walter Randall is a registered financial advisor currently at 1834 INVESTMENT ADVISORS CO. located in St. Louis Park, Minnesota.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 15 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 10/12/2023- 1834 - A Division of old National Bank- Financial Institution Duty/ Senior Retirement Plan Advisor - Inv. related- At Reported Business Location(s) - start date 8/14/2023 - 40 Hours Per Month/ During Trading 2) 08/01/2024 - 1834 Investment Advisors - Registered Investment Advisor - Senior Retirement Plan Advisor - Investment Related - At Reported Business Location(s) - Start Date 02/21/2024 - 160 Hours per Month/ During Trading - I provide investment advisory services through 1834 Investment Advisors, an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Walter Randall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2024 - Present

1834 INVESTMENT ADVISORS CO.

Office #1: 1601 Utica Avenue South, St. Louis Park, MN 55416

RIA

CRD#: 105435

St. Louis Park, MN

Past

October 12, 2023 - September 20, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ST. LOUIS PARK, MN

Past

October 12, 2023 - September 20, 2024

LPL FINANCIAL LLC

CRD#: 6413

ST. LOUIS PARK, MN

Past

August 24, 2020 - February 25, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

BLOOMINGTON, MN

Past

March 10, 2020 - February 25, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BLOOMINGTON, MN

Past

October 16, 2014 - February 21, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

MINNETONKA, MN

Past

May 1, 2014 - August 7, 2014

MML DISTRIBUTORS, LLC

CRD#: 38030

SEATTLE, WA

Past

May 15, 2012 - May 1, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

SEATTLE, WA

Past

September 7, 2010 - April 9, 2012

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

April 2, 2009 - September 3, 2010

NRP FINANCIAL, INC.

CRD#: 103717

SEATTLE, WA

Past

January 15, 2009 - September 3, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

SEATTLE, WA

Past

March 7, 2006 - July 11, 2008

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

SEATTLE, WA

Past

January 6, 2005 - July 11, 2008

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SEATTLE, WA

Past

May 5, 2003 - November 22, 2004

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

July 18, 2000 - April 25, 2003

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CRD#: 40596

HARTFORD, CT

Past

January 6, 1999 - March 3, 2000

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

July 18, 1997 - November 17, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1834 INVESTMENT ADVISORS CO.

CRD#: 105435 / SEC#: 801-11335

RIA

Registered Investment Advisory firm - (2/13/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/6/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/17/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

1834 INVESTMENT ADVISORS CO.

CRD#: 105435 / SEC#: 801-11335

RIA

Registered Investment Advisory firm - (2/13/1976 Approved)

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Contact information

Main Address

511 N Broadway Suite 801, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 615-1012

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts	924
AUM (Assets Under Management)	$ 1,034,664,175

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2024	Cover Page	Report
01/11/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John W. Randall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Walter Randall's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

ADP BROKER-DEALER, INC.

NRP FINANCIAL, INC.

NRP ADVISORS, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

1834 INVESTMENT ADVISORS CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2020

Series 66

Date: 3/6/2006

Series 63

Date: 7/22/1997

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2000

Series 6

Date: 7/17/1997

Current Firm

1834 INVESTMENT ADVISORS CO.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

1834 INVESTMENT ADVISORS CO.

TRUST BUT VERIFY

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