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JR

John W. Randall

1834 INVESTMENT ADVISORS CO.
St. Louis Park, MN 55416
Some features on this profile are disabled
CRD#: 2913270
JR

Professional summary

John Walter Randall is a registered financial advisor currently at 1834 INVESTMENT ADVISORS CO. located in St. Louis Park, Minnesota.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 15 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Walter Randall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2024 - Present

1834 INVESTMENT ADVISORS CO.

Office #1: 1601 Utica Avenue South, St. Louis Park, MN 55416
RIA
CRD#: 105435
St. Louis Park, MN
Past

October 12, 2023 - September 20, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
ST. LOUIS PARK, MN
Past

October 12, 2023 - September 20, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
ST. LOUIS PARK, MN
Past

August 24, 2020 - February 25, 2022

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
BLOOMINGTON, MN
Past

March 10, 2020 - February 25, 2022

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
BLOOMINGTON, MN
Past

October 16, 2014 - February 21, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
MINNETONKA, MN
Past

May 1, 2014 - August 7, 2014

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
SEATTLE, WA
Past

May 15, 2012 - May 1, 2014

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SEATTLE, WA
Past

September 7, 2010 - April 9, 2012

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ
Past

April 2, 2009 - September 3, 2010

NRP FINANCIAL, INC.

BD
CRD#: 103717
SEATTLE, WA
Past

January 15, 2009 - September 3, 2010

NRP ADVISORS, INC.

RIA
CRD#: 141430
SEATTLE, WA
Past

March 7, 2006 - July 11, 2008

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
SEATTLE, WA
Past

January 6, 2005 - July 11, 2008

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
SEATTLE, WA
Past

May 5, 2003 - November 22, 2004

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

July 18, 2000 - April 25, 2003

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

BD
CRD#: 40596
HARTFORD, CT
Past

January 6, 1999 - March 3, 2000

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
OMAHA, NE
Past

July 18, 1997 - November 17, 1998

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC

CRD#: 105435 / SEC#: 801-11335

RIA
Registered Investment Advisory firm - (2/13/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(2/6/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/17/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/6/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/22/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/17/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC

CRD#: 105435 / SEC#: 801-11335

RIA
Registered Investment Advisory firm - (2/13/1976 Approved)
PREMIUM
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Contact information

Main Address
511 N Broadway Suite 801, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 615-1012
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts924
AUM (Assets Under Management)$ 1,034,664,175

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/21/2024
Cover Page
Report
01/11/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

1834 INVESTMENT ADVISORS CO.

CRD#: 105435St. Louis Park, MN 55416

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