JD
Jeffrey A. Duncan
HORNOR, TOWNSEND & KENT
Lafayette, TN 37083
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CRD#: 2913202
JD
Professional summary
Jeffrey Alan Duncan is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Lafayette, Tennessee.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jeffrey has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: SUNRISE FINANCIAL PARTNERS | POSITION HELD: AGENT | ADDRESS: 668 HWY 52 BYPASS W, LAFAYETTE, TN 37083 | START DATE: 05/17/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2)AUCTIONEER | INVESTMENT RELATED: NO | DBA NAME: DUNCAN AUCTIONEERS | POSITION HELD: OWNER | ADDRESS: 33 SUNRISE DRIVE, LAFAYETTE, TN 37083 | START DATE: 05/17/2024 | NATURE OF ACTIVITY: AUCTIONEER | APPROX HRS PER MTH: 1 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: Assist other auctioneers with their auctions on a needs basis as well as conduct benefit auctions occasionally. 3)COUNTY GOVERNMENT | INVESTMENT RELATED: NO | DBA NAME: MACON CO BOARD OF PLANNING AND ZONING | POSITION HELD: CHAIRMAN OF THE BOARD| ADDRESS: PUBLIC SQUARE | START DATE: 05/17/2024 | NATURE OF ACTIVITY: COUNTY GOVERNMENT | APPROX HRS PER MTH: 2 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: Conduct monthly meeting of the board to hear and consider any issues or requests pertaining to the planning code of Macon Co. There is no involvement with funds of any kind. 4)FRATERNAL ORGANIZATION | INVESTMENT RELATED: NO | DBA NAME: GRAHAM LODGE #208 | POSITION HELD: SECRETARY OF LODGE | ADDRESS: 350 VETERANS MEMORIAL HWY, SCOTTSVILLE, KY 42164 | START DATE: 05/17/2024 | NATURE OF ACTIVITY: FRATERNAL ORGANIZATION | APPROX HRS PER MTH: 6 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: Send out dues notices and collect annual dues, all monies are turned over to the treasurer. 5)CHURCH CLERK | INVESTMENT RELATED: NO | DBA NAME: PLESANT HILL CHURCH | POSITION HELD: CLERK & TRUSTEE | ADDRESS: 371 PLEASANT HILL ROAD, LAFAYETTE, TN 37083 | START DATE: 05/17/2024 | NATURE OF ACTIVITY: CHURCH CLERK | APPROX HRS PER MTH: 2 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: Duties of the clerk include maintaining church membership records and keeping minutes of all business meetings, no monies are handled. Duties of the trustee are to oversee the real estate of the church, this is done with 2 additional trustees. 6)FARM INTEREST | INVESTMENT RELATED: NO | DBA NAME: NA | POSITION HELD: OWNER | ADDRESS: 1554 HORSEHOE BEND ROAD, SCOTTSVILLE, KY 42164 | START DATE: 05/17/2024 | NATURE OF ACTIVITY: FARM INTEREST | APPROX HRS PER MTH: 32 | APPROX TRADING HRS PER MTH: 32 | DESCRIPTION OF DUTIES: I own a 105 acre farm that is currently leased out. I receive annual passive oncome from this. I may have to sell from time to time farm animals and products. This is part of a family farm I have been involved with my entire life, and took ownership of in 2023. 7)BBQ COMPETITION | INVESTMENT RELATED: NO | DBA NAME: N/A | POSITION HELD: OWNER | ADDRESS: 33 SUNRISE DRIVE, LAFAYETTE, TN 37083 | START DATE: 05/17/2024 | NATURE OF ACTIVITY: BBQ COMPETITION | APPROX HRS PER MTH: VARIES | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: COOK IN OCCASIONAL COMPETITIONS FOR EVENTS & FRIENDS. 8)MASONIC HOMES OF KY | POSITION: BOARD MEMBER | NATURE: NURSING HOME | INVESTMENT RELATED: NO | NUMBER OF HOURS: 2 | SECURITIES TRADING HOURS: 2 | START DATE: 11/20/2024 | ADDRESS: 330 MASONIC HOME DRIVE, MASONIC HOME KY 40041 | DESCRIPTION: ATTEND BOARD MEETING ONCE A MONTH. BOARD IS CHARGED WITH OVERSIGHT OF MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alan Duncan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 688 Hwy 52 Bypass W, Lafayette, TN 37083RIA
BD
CRD#: 4031
Lafayette, TN
Current
May 17, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 688 Hwy 52 Bypass W, Lafayette, TN 37083RIA
BD
CRD#: 4031
Lafayette, TN
Past
August 16, 2019 - May 20, 2024
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
Lafayette, TN
Past
June 20, 2019 - May 17, 2024
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
Lafayette, TN
Past
November 1, 2016 - June 20, 2019
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
Lafayette, TN
Past
November 1, 2016 - June 20, 2019
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
Lafayette, TN
Past
January 14, 2013 - November 1, 2016
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
LAFAYETTE, TN
Past
January 14, 2013 - November 1, 2016
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
LAFAYETTE, TN
Past
November 22, 2011 - January 28, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAFAYETTE, TN
Past
November 22, 2011 - January 28, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
LAFAYETTE, TN
Past
January 20, 2010 - November 23, 2011
EDWARD JONES
RIA
CRD#: 250
CARTHAGE, TN
Past
January 5, 2010 - November 23, 2011
EDWARD JONES
BD
CRD#: 250
CARTHAGE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/17/2024)
RR
Kentucky(5/17/2024)
RR
Tennessee(5/17/2024)
IAR
Tennessee(5/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Lafayette, TN 37083TRUST BUT VERIFY
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