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Todd A. Zirkle

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CRD#: 2913185
TZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Anthony Zirkle was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 1997. Todd had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 52 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: JOHN H CARTER CO., INC. THIS IS NOT AN INVESTMENT-RELATED BUSINESS ADDRESS: 17630 PERKINS RD, BATON ROUGE, LA 70810 THE BUSINESS IS INVOLVED IN THE HEAVY COMMERCIAL AND INDUSTRIAL SPACE, PRIMARILY SERVING THE PETROCHEMICAL, OIL AND GAS, AND NUCLEAR INDUSTRIES. POSITION: VICE PRESIDENT - CORPORATE DEVELOPMENT & RISK MANAGEMENT. BUSINESS HAS BEEN IN OPERATION SINCE 1933. TODD SPENDS APPROXIMATELY 160 HOURS A MONTH WORKING FOR THE BUSINESS, PRIMARILY DURING SECURITIES TRADING HOURS. DUTIES INCLUDE STRATEGIC AND OPERATING OVERSIGHT RELATED TO EXECUTIVE COMMITTEE AND BOARD DIRECTORS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 14, 2024 - October 11, 2024

TERMINUS, LLC

RIA
CRD#: 154150
PRAIRIEVILLE, LA
Past

December 18, 2015 - December 31, 2022

TERMINUS, LLC

RIA
CRD#: 154150
GEISMAR, LA
Past

December 12, 2011 - December 31, 2023

TERMINUS, LLC

RIA
CRD#: 154150
PRAIRIEVILLE, LA
Past

October 29, 2010 - February 11, 2014

BLACKWATCH FINANCIAL

RIA
CRD#: 153056
BATON ROUGE, LA
Past

March 19, 2002 - December 18, 2002

HANCOCK WHITNEY INVESTMENT SERVICES INC.

BD
CRD#: 40637
NEW ORLEANS, LA
Past

January 11, 1999 - December 17, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

July 24, 1997 - December 3, 1998

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/27/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/28/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 7/23/1997
Municipal Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/2/2001
General Securities Sales Supervisor - Options Module Examination

Current Firm

TL
TERMINUS, LLC
TERMINUS, LLC

CRD#: 154150 / SEC#: 801-71717

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Contact information

Main Address
Prairieville, LA
Mailing Address
Phone number
(888) 456-7597
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 9,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TERMINUS, LLC

CRD#: 154150

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