AA
Adam J. Apt
PEABODY RIVER ASSET MANAGEMENT
Cambridge, MA
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CRD#: 2913089
AA
Professional summary
Adam Jared Apt is a registered financial advisor currently at PEABODY RIVER ASSET MANAGEMENT, LLC located in Cambridge, Massachusetts.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Adam has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LTSAVE, INC.
INVESTMENT RELATED:
YES.
ADDRESS:
81 WAREHAM STREET
BOSTON, MASS. 02118
NATURE OF BUSINESS:
COMPANY PROVIDES AUTOMATED INVESTMENT ADVICE FOR PARTICIPANTS IN DEFINED CONTRIBUTION RETIREMENT PLANS (401K, 403B, 457).
POSITION:
VICE PRESIDENT, INVESTMENT ANALYTICS
START DATE:
04/2002
NUMBER OF HOURS/MONTH DEVOTED TO BUSINESS:
60 HOURS PER MONTH
NUMBER OF HOURS DURING SECURITIES TRADING HOURS:
56 HOURS PER MONTH
DUTIES:
DESIGN AND OVERSIGHT OF THE AUTOMATED ADVICE SYSTEM FOR SELECTION AND ALLOCATION OF MUTUAL FUNDS AND VARIABLE ANNUITIES HELD IN INDIVIDUALS' RETIREMENT ACCOUNTS.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Jared Apt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2007 - Present
PEABODY RIVER ASSET MANAGEMENT, LLC
RIA
CRD#: 143644
Cambridge, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/14/2011)
IAR
Massachusetts(4/26/2007)
Current Firm
PR
PEABODY RIVER ASSET MANAGEMENT, LLC
PEABODY RIVER ASSET MANAGEMENT, LLC
CRD#: 143644 / SEC#:
California
Registered Investment Advisory firm - (9/14/2011 Approved)Massachusetts
Registered Investment Advisory firm - (4/26/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Cambridge, MA
Mailing Address
P.o. Box 382128 Harvard Square, Cambridge, MA 02238-2128
Phone number
(617) 497-6358
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 13,271,528 |
Red Flags
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