William D. Thompson
VICTRIX INVESTMENT ADVISORS
Stuart, FL 34994
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CRD#: 2913026
Professional summary
William D Thompson IV, CFP®, who also goes by William D Thompson, William Dean Thompson IV, is a registered financial advisor currently at VICTRIX INVESTMENT ADVISORS located in Stuart, Florida.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. William has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William D Thompson | William Dean Thompson Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William D Thompson IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
June 26, 2013 - Present
VICTRIX INVESTMENT ADVISORS
Office #1: 823 Se Osceola St, Stuart, FL 34994RIA
CRD#: 167517
Stuart, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VICTRIX INVESTMENT ADVISORS
CHAPMAN CAPITAL ADVISORS | VICTRIX INVESTMENT ADVISORS LLC | VICTRIX INVESTMENT ADVISORS | THOMPSON IV, WILLIAM DEAN | PARK CITY FINANCIAL PLANNING GROUP | KING TIDE ADVISORS | FORTROVE PARTNERS
CRD#: 167517 / SEC#: 801-121443
RIA
Registered Investment Advisory firm - (6/9/2021 Approved)Colorado
Registered Investment Advisory firm - (7/19/2021 Terminated)Florida
Registered Investment Advisory firm - (6/24/2021 Terminated)Texas
Registered Investment Advisory firm - (6/24/2021 Terminated)Utah
Registered Investment Advisory firm - (6/25/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/2/2013)
IAR
Texas(6/26/2013)
Exams
Current Firm
VI
VICTRIX INVESTMENT ADVISORS
CHAPMAN CAPITAL ADVISORS | VICTRIX INVESTMENT ADVISORS LLC | VICTRIX INVESTMENT ADVISORS | THOMPSON IV, WILLIAM DEAN | PARK CITY FINANCIAL PLANNING GROUP | KING TIDE ADVISORS | FORTROVE PARTNERS
CRD#: 167517 / SEC#: 801-121443
RIA
Registered Investment Advisory firm - (6/9/2021 Approved)Colorado
Registered Investment Advisory firm - (7/19/2021 Terminated)Florida
Registered Investment Advisory firm - (6/24/2021 Terminated)Texas
Registered Investment Advisory firm - (6/24/2021 Terminated)Utah
Registered Investment Advisory firm - (6/25/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
823 Se Osceola St, Stuart, FL 34994
Mailing Address
Phone number
(772) 320-9658
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,523 |
| AUM (Assets Under Management) | $ 312,347,184 |
Red Flags
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Company Information
VICTRIX INVESTMENT ADVISORS
CRD#: 167517Stuart, FL 34994TRUST BUT VERIFY
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