John W. Maddox

E. S. BARR & COMPANY

LEXINGTON, KY 40502

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CRD#: 2912889

Professional summary

John W. Maddox, who also goes by John Maddox, is a registered financial advisor currently at E. S. BARR & COMPANY located in Lexington, Kentucky.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Maddox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNS EIGHT RESIDENTIAL PROPERTIES IN LEXINGTON FOR INVESTMENT PURPOSES BEGINNING 2000 - SPENDS APPROXIMATELY TEN HOURS/MONTH AFTER TRADING HOURS - NO TIME DURING TRADING HOURS. DUTIES RANGE FROM RENTAL COLLECTION, PAYING TAXES/BILLS, HIRING SERVICES FOR REPAIRS AND DOING SOME REPAIRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John W. Maddox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 1997 - Present

E. S. BARR & COMPANY

Office #1: 1999 Richmond Rd. Suite 1b, Lexington, KY 40502

RIA

CRD#: 107447

LEXINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

E. S. BARR & COMPANY

BARR E S & CO | E.S. BARR & COMPANY | E. S. BARR & COMPANY

CRD#: 107447 / SEC#: 801-42566

RIA

Registered Investment Advisory firm - (1/8/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(9/8/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/20/1997

Uniform Securities Agent State Law Examination

Current Firm

E. S. BARR & COMPANY

BARR E S & CO | E.S. BARR & COMPANY | E. S. BARR & COMPANY

CRD#: 107447 / SEC#: 801-42566

RIA

Registered Investment Advisory firm - (1/8/1993 Approved)

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Contact information

Main Address

1999 Richmond Road Suite 1b, Lexington, KY 40502

Mailing Address

Phone number

(859) 266-1300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

E.S. BARR & COMPANY ADV PART 2A & 2B - 03/27/25 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	884
AUM (Assets Under Management)	$ 1,971,942,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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John W. Maddox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John W. Maddox's CRS (Customer Relationship Summary).

Certified licenses

Experience

E. S. BARR & COMPANY

Primary Firm SEC Registration

E. S. BARR & COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 6/20/1997

Current Firm

E. S. BARR & COMPANY

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

E. S. BARR & COMPANY

TRUST BUT VERIFY

Contact information

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