Margaret J. Marshall
Professional summary
Margaret Jean Marshall, who also goes by Margaret Jean Dearden Ms, Margaret Jean Dearden, Margaret Jean Marshall Ms., is a registered financial professional currently at M2O PRIVATE FUND ADVISORS LLC located in White Plains, New York.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 1997. Margaret has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Jean Marshall's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2012 - Present
M2O PRIVATE FUND ADVISORS LLC
Office #1: 1 North Lexington Ave Suite 500, White Plains, NY 10601Office #2: 1 North Lexington Ave Suite 500, White Plains, NY 10601January 28, 2009 - April 25, 2012
JEFFERIES LLC
January 23, 2008 - January 12, 2009
MALLORY CAPITAL GROUP, LLC
August 21, 2002 - March 24, 2006
CREDIT SUISSE SECURITIES (USA) LLC
July 31, 1997 - August 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2015)
(9/11/2012)
(4/18/2012)
Exams
FINRA
Current Firm
M2O PRIVATE FUND ADVISORS LLC
CRD#: 158741 / SEC#: , 8-68917
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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