Lanhee C. Yung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lanhee Chai Yung, who also goes by Lanhee Cheryl Chai, Lanhee Chai, was a registered financial professional .
Lanhee is a previously registered financial professional and started their career in finance in 1998. Lanhee had worked at 2 firms and has passed the Series 63, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - September 30, 2020
STARWOOD CAPITAL, L.L.C.
September 4, 1998 - February 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STARWOOD CAPITAL, L.L.C.
CRD#: 146057 / SEC#: , 8-67788
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
