Chad A. Curtis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Austin Curtis was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 1997. Chad had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2006 - August 31, 2006
LATAM INVESTMENTS, LLC
April 26, 2005 - April 11, 2006
JHS CAPITAL ADVISORS, LLC
April 10, 2001 - January 13, 2005
J.P. TURNER & COMPANY, L.L.C.
January 31, 2000 - April 9, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 12, 1997 - February 3, 2000
J.P. TURNER & COMPANY, L.L.C.
September 24, 1997 - October 8, 1997
PREFERRED SECURITIES GROUP, INC.
August 13, 1997 - September 18, 1997
ROYAL PALM INVESTMENTS, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LATAM INVESTMENTS, LLC
CRD#: 133163 / SEC#: , 8-66694
Contact information
Documents
Direct owners and executive officers
Red Flags
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