Brian David Weckman
Professional Summary
Brian David Weckman is a registered financial advisor currently at ACTIS WEALTH MANAGEMENT located in Waukee, Iowa. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 52, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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Contact Information
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Disclosures on record.
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PRINCIPAL SECURITIES, INC.
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
ACTIS WEALTH MANAGEMENT | ACTIS WEALTH MANAGEMENT L.C.
Contact Information
Main Address
1050 Se Olson Drive Suite I, Waukee, IA 50263Phone Number
(515) 440-1334# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
252AUM (Assets Under Management)
$70,017,736Similar Advisors
PRINCIPAL SECURITIES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
(12/23/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2000About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brian David Weckman's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
