Brian D. Weckman

ACTIS WEALTH MANAGEMENT

Waukee, IA 50263

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CRD#: 2912379

Professional summary

Brian David Weckman is a registered financial advisor currently at ACTIS WEALTH MANAGEMENT located in Waukee, Iowa.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 52, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) 3/21/2008: AWM Properties, LLC - Investment Related - 9295 Bishop Dr, Ste 105, West Des Moines, IA 50266 - Real Estate Rental - Time Spent 1% - Real estate LLC that will own our office condo. 9295 Bishop Dr, Ste 105, West Des Moines, IA 50266 There are no other business functions other than the ownership & management of our office. (2.) 1/7/2013: AWM Properties - Investment Related - 9295 Bishop Dr, Ste 105, West Des Moines, IA 50266 - Real Estate Rental - Time Spent 1% - Rent out part of our office. (3.) 10/10/2019 - Central Iowa Resellers - Not Investment Related - Home Based - Other-Business Owner - Started 10/01/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Purchasing of estate sale liquidations and the resale of personal items purchased. (4.) Progenitor Capital LLC; No; New Virginia, IA; Owner/ Managing Member; 10/2024; 10/ HRS MO; 0/ HRS MO;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Weckman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 23, 2019 - Present

ACTIS WEALTH MANAGEMENT

Office #1: 1050 Se Olson Drive Suite I, Waukee, IA 50263

RIA

CRD#: 306794

Waukee, IA

Past

June 1, 2001 - December 24, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST DES MOINES, IA

Past

May 25, 2001 - December 24, 2019

LPL FINANCIAL LLC

CRD#: 6413

WEST DES MOINES, IA

Past

September 11, 1997 - June 4, 2001

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(12/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/19/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/1/1997

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 9/10/1997

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/7/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/29/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

ACTIS WEALTH MANAGEMENT

ACTIS WEALTH MANAGEMENT | ACTIS WEALTH MANAGEMENT L.C.

CRD#: 306794 / SEC#:

Iowa

Registered Investment Advisory firm - (12/19/2019 Approved)

Texas

Registered Investment Advisory firm - (5/7/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1050 Se Olson Drive Suite I, Waukee, IA 50263

Mailing Address

Phone number

(515) 440-1334

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 70,488,919

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Brian D. Weckman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Weckman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2001

Series 63

Date: 9/25/1997

SIE

Date: 10/1/2018

Series 31

Date: 8/19/2003

Series 7

Date: 12/1/1997

Series 52

Date: 9/10/1997

Series 10

Date: 7/7/2000

Series 9

Date: 6/29/2000

Current Firm

ACTIS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACTIS WEALTH MANAGEMENT

TRUST BUT VERIFY

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