Quentin E. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quentin Ehren Adams, who also goes by Quentin E Adams, was a registered financial professional .
Quentin is a previously registered financial professional and started their career in finance in 1997. Quentin had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2017 - January 2, 2024
VALMARK SECURITIES, INC.
October 3, 2013 - December 23, 2015
MML INVESTORS SERVICES, LLC
September 26, 2013 - December 23, 2015
MML INVESTORS SERVICES, LLC
March 10, 2005 - October 31, 2012
FIRST HEARTLAND CONSULTANTS, INC.
February 25, 2005 - October 31, 2012
FIRST HEARTLAND CAPITAL, INC.
June 14, 2004 - March 2, 2005
SECURIAN FINANCIAL SERVICES, INC.
October 8, 2003 - February 9, 2004
FSC SECURITIES CORPORATION
February 11, 2002 - October 7, 2003
INVESTACORP, INC.
March 1, 2000 - December 31, 2001
USALLIANZ SECURITIES, INC.
August 14, 1998 - November 18, 1999
NEW ENGLAND SECURITIES
July 15, 1997 - August 25, 1998
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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