Sean J. Keenan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Joseph Keenan was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2001. Sean had worked at 2 firms and has passed the Series 66, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2010 - April 15, 2013
WOOD ASSET MANAGEMENT LLC
July 25, 2001 - August 2, 2006
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WOOD ASSET MANAGEMENT LLC
CRD#: 106347 / SEC#: 801-46248
Contact information
Red Flags
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