John Azzara
Professional summary
John Azzara, who also goes by John Carmelo Azzara, is a registered financial professional currently at BRADESCO SECURITIES, INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2002. John has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Azzara's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2022 - Present
BRADESCO SECURITIES, INC.
Office #1: 450 Park Avenue 32nd Floor, New York, NY 10022April 22, 2021 - August 19, 2022
BBVA SECURITIES INC.
May 1, 2018 - January 7, 2021
BNP PARIBAS SECURITIES CORP.
May 25, 2017 - May 23, 2018
CREDIT SUISSE SECURITIES (USA) LLC
June 20, 2016 - May 25, 2017
CANTOR FITZGERALD & CO.
October 9, 2002 - June 23, 2016
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2022)
Exams
FINRA
Nasdaq Stock Market
Current Firm
BRADESCO SECURITIES, INC.
CRD#: 104347 / SEC#: , 8-52806
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO BRADESCO S.A. | SOLE SHAREHOLDER OF APPLICANT'S COMMON STOCK | |
| BEHAR, ISABELA MARTA | CHIEF COMPLIANCE OFFICER | 2940509 |
| BOETGER, BRUNO D'AVILA MELO | CHAIRMAN OF THE BOARD OF DIRECTORS | 2505487 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| MARQUES, RUI MIGUEL ALEIXO | VICE-CHAIRMAN OF THE BOARD OF DIRECTORS | 7304773 |
| PORTNOFF, DAVID ROSS | FINANCIAL AND OPERATIONS PRINCIPAL / PRINCIPAL FINANCIAL OFFICER | 2977967 |
| REITZFELD, FERNANDO RAIZ | CHIEF EXECUTIVE OFFICER / MEMBER OF THE BOARD OF DIRECTORS | 7514819 |
Red Flags
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