JH
Justin P. Hochstein
HIGHSTONE GROUP
RICHMOND, VA 23221
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CRD#: 2911671
JH
Professional summary
Justin Parker Hochstein is a registered financial advisor currently at HIGHSTONE GROUP located in Richmond, Virginia and SILVER OAK SECURITIES, INCORPORATED located in Richmond, Virginia.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Justin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)COMPREHENSIVE FINANCIAL GROUP, LLC (COMP. FINANCIAL INVESTMENT ADVISORS, HIGHSTONE GROUP)- 4205 Dover Road, Richmond, VA 23221 - PRIV CORP - REP SUPPORT OF RIA - START DT:7/1/97 - 99% OF TIME - 1HR/MO TRADE HRS - REP SUPPORT - INVESTMENT RELATED
2)COMPREHENSIVE FINANCIAL INSURANCE SERVICES - 4205 Dover Road, Richmond, VA, 23221 - PRIV CORP - AGENT - START DT:7/19/05 - 5% OF TIME - 1HR/MO TRADE HRS - INSURANCE SALES - INSURANCE AGENT - NON-INVESTMENT RELATED
3)HIGHSTONE PROPERTIES, LLC - 4205 Dover Road, RICHMOND, VA 23221 - LLC - PARTNER - 2% OF TIME - 1HR/MO TRADE HRS - LLC CREATED TO PURCHASE AN OFFICE BUILDING FOR OUR USE/BASIC PROPERTY MAINTENANCE - NON-INVESTMENT RELATED
4) Hochstein RIA - 4205 Dover Road, Richmond, VA 23221 - 1993 start date - NIR - Fee based Registered Investment Advisor that manages investment portfolios for clients, prepares financial plans in conjunction with needs of clients. Fees are primarily based on assets under management or hourly as agreed upon by clients and investment advisor representative of Registered Investment Advisor. - 100% owner of RIA firm. Work with associates and clients to create and implement investment plans for retirement and life planning. - Private Corp - 120 hrs/mo trading
CRS (Client Relationship Summary) - RIA
Click below to view Justin Parker Hochstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2002 - Present
HIGHSTONE GROUP
Office #1: 4205 Dover Road, Richmond, VA 23221RIA
CRD#: 107549
RICHMOND, VA
Current
September 27, 2018 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 4205 Dover Road, Richmond, VA 23221RIA
BD
CRD#: 46947
Richmond, VA
Past
November 1, 2002 - June 12, 2012
HIGHSTONE GROUP
RIA
CRD#: 107549
RICHMOND, VA
Past
May 6, 2002 - August 3, 2018
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
RICHMOND, VA
Past
September 7, 1999 - May 1, 2002
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HG
HIGHSTONE GROUP
COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.
CRD#: 107549 / SEC#: 801-112136
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)Maryland
Registered Investment Advisory firm - (5/17/2018 Terminated)Virginia
Registered Investment Advisory firm - (4/30/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(11/1/2002)
RR
Virginia(9/27/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HG
HIGHSTONE GROUP
COMPREHENSIVE FINANCIAL BENEFITS PLANNERS, INC. | HIGHSTONE GROUP | COMPREHENSIVE FINANCIAL PLANNING CORPORATION | COMPREHENSIVE FINANCIAL PLANNING CORP., DBA | COMPREHENSIVE FINANCIAL INVESTMENT ADVISORS, INC.
CRD#: 107549 / SEC#: 801-112136
RIA
Registered Investment Advisory firm - (12/8/2017 Approved)Maryland
Registered Investment Advisory firm - (5/17/2018 Terminated)Virginia
Registered Investment Advisory firm - (4/30/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4205 Dover Road, Richmond, VA 23221
Mailing Address
Phone number
(804) 285-7010
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 179 |
| AUM (Assets Under Management) | $ 243,037,392 |
Red Flags
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Company Information
HIGHSTONE GROUP
CRD#: 107549Richmond, VA 23221TRUST BUT VERIFY
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