Christopher A. Hopkins

APOGEE WEALTH PARTNERS

Chattanooga, TN

Some features on this profile are disabled

CRD#: 2911667

Professional summary

Christopher Andrew Hopkins, who also goes by Christopher A Hopkins, is a registered financial advisor currently at APOGEE WEALTH PARTNERS, LLC located in Chattanooga, Tennessee.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher A Hopkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Andrew Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2022 - Present

APOGEE WEALTH PARTNERS, LLC

RIA

CRD#: 310419

Chattanooga, TN

Past

April 9, 2021 - June 3, 2021

APOGEE WEALTH PARTNERS, LLC

RIA

CRD#: 310419

CHATTANOOGA, TN

Past

September 18, 2007 - May 19, 2021

BARNETT & CO INC

RIA

CRD#: 105867

CHATTANOOGA, TN

Past

August 6, 1997 - May 5, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/10/2022)

IAR

North Carolina
(5/6/2022)

IAR

Tennessee
(5/16/2022)

IAR

Texas
(6/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/5/1997

General Securities Representative Examination

Current Firm

APOGEE WEALTH PARTNERS, LLC

CRD#: 310419 / SEC#:

Georgia

Registered Investment Advisory firm - (10/2/2020 Approved)

North Carolina

Registered Investment Advisory firm - (4/13/2021 Approved)

Tennessee

Registered Investment Advisory firm - (4/9/2021 Approved)

Texas

Registered Investment Advisory firm - (5/23/2025 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Chattanooga, TN

Mailing Address

Po Box 4529, Chattanooga, TN 37405-0529

Phone number

(423) 567-1888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	216
AUM (Assets Under Management)	$ 86,379,056

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher A. Hopkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Andrew Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

APOGEE WEALTH PARTNERS, LLC

APOGEE WEALTH PARTNERS, LLC

BARNETT & CO INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1997

Series 63

Date: 8/19/1997

Series 7

Date: 8/5/1997

Current Firm

APOGEE WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

APOGEE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors