Frederick J. Witzleben
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Joseph Witzleben, who also goes by Fred Joseph Witzleben, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1997. Frederick had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2004 - October 14, 2013
LEGEND ADVISORY, LLC
September 17, 2004 - October 14, 2013
LEGEND EQUITIES CORPORATION
April 26, 2000 - September 17, 2004
SIGNATOR FINANCIAL SERVICES, INC.
March 31, 2000 - September 17, 2004
SIGNATOR FINANCIAL SERVICES, INC.
July 13, 1999 - June 2, 2000
INSTITUTIONAL SECURITIES CORPORATION
July 7, 1997 - July 12, 1999
SIGNATOR FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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