Glenn E. Brashear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Edward Brashear was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1973. Glenn had worked at 2 firms and has passed the SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 1997 - January 26, 2015
ROSS, SINCLAIRE & ASSOCIATES, LLC
February 14, 1973 - April 22, 1997
JOHNSTON, BROWN, BURNETT & KNIGHT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/9/1973
Registered Representative ExaminationSeries 00
Date: 5/15/1975
General Securities Principal ExaminationCurrent Firm
ROSS, SINCLAIRE & ASSOCIATES, LLC
CRD#: 25440 / SEC#: 801-78513, 8-41740
Contact information
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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