DB
Daniel O. Bermiss
SANTANDER SECURITIES LLC
Brooklyn, NY 11201
Some features on this profile are disabled
CRD#: 2911235
DB
Professional summary
Daniel Oscar Bermiss, who also goes by Daniel Oscar Bermiss Jr, Daniel Oscar Bermiss Jr., Daniel Oscar Bermiss, Daniel Bermiss, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Brooklyn, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Oscar Bermiss Jr | Daniel Oscar Bermiss Jr. | Daniel Oscar Bermiss | Daniel Bermiss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Oscar Bermiss's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Oscar Bermiss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2025 - Present
SANTANDER SECURITIES LLC
Office #1: 215 Atlantic Avenue, Brooklyn, NY 11201Office #2: 189 Montague Street, Brooklyn, NY 11201Office #3: 1298 Fulton Street, Brooklyn, NY 11216Office #4: 1420 Northern Boulevard, Manhasset, NY 11030Office #5: 443 Hillside Avenue, Williston Park, NY 11596Office #6: 118-11 101st Avenue, South Richmond Hill, NY 11419Office #7: 50 Middle Neck Road, Great Neck, NY 11021Office #8: 998 Franklin Avenue, Garden City, NY 11530Office #9: 146 Fulton Avenue, Hempstead, NY 11550Office #10: 150-28 Union Turnpike, Flushing, NY 11367Office #11: 23-56 Bell Boulevard, Bayside, NY 11360Office #12: 149-37 14th Avenue, Whitestone, NY 11357Office #13: 72-44 Austin Street, Forest Hills, NY 11375Office #14: 330 South Service Road Suite 118, Melville, NY 11747Office #15: 75-81 31st Avenue, Jackson Heights, NY 11372Office #16: 89-01 Northern Boulevard, Jackson Heights, NY 11372Office #17: 22-59 31st Street, Long Island City, NY 11105Office #18: 37-10 Broadway, Long Island City, NY 11103Office #19: 136-11 Roosevelt Avenue, Flushing, NY 11354RIA
BD
CRD#: 41791
Brooklyn, NY
Current
November 25, 2025 - Present
SANTANDER SECURITIES LLC
Office #1: 215 Atlantic Avenue, Brooklyn, NY 11201Office #2: 189 Montague Street, Brooklyn, NY 11201Office #3: 1298 Fulton Street, Brooklyn, NY 11216Office #4: 1420 Northern Boulevard, Manhasset, NY 11030Office #5: 443 Hillside Avenue, Williston Park, NY 11596Office #6: 118-11 101st Avenue, South Richmond Hill, NY 11419Office #7: 50 Middle Neck Road, Great Neck, NY 11021Office #8: 998 Franklin Avenue, Garden City, NY 11530Office #9: 146 Fulton Avenue, Hempstead, NY 11550Office #10: 150-28 Union Turnpike, Flushing, NY 11367Office #11: 23-56 Bell Boulevard, Bayside, NY 11360Office #12: 149-37 14th Avenue, Whitestone, NY 11357Office #13: 72-44 Austin Street, Forest Hills, NY 11375Office #14: 330 South Service Road Suite 118, Melville, NY 11747Office #15: 75-81 31st Avenue, Jackson Heights, NY 11372Office #16: 89-01 Northern Boulevard, Jackson Heights, NY 11372Office #17: 22-59 31st Street, Long Island City, NY 11105Office #18: 37-10 Broadway, Long Island City, NY 11103Office #19: 136-11 Roosevelt Avenue, Flushing, NY 11354RIA
BD
CRD#: 41791
Brooklyn, NY
Past
January 8, 2024 - October 2, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
NEW YORK, NY
Past
January 8, 2024 - October 2, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
NEW YORK, NY
Past
July 17, 2014 - December 5, 2023
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
HEWLETT, NY
Past
July 11, 2014 - December 5, 2023
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
HEWLETT, NY
Past
August 29, 2013 - July 9, 2014
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
OYSTER BAY, NY
Past
June 11, 2013 - July 9, 2014
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
OYSTER BAY, NY
Past
April 27, 2011 - August 1, 2012
NEXBANK SECURITIES INC
BD
CRD#: 133267
DALLAS, TX
Past
February 14, 2011 - April 25, 2011
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEW YORK, NY
Past
March 31, 2010 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
NEW YORK, NY
Past
October 22, 2007 - September 25, 2009
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Past
February 24, 2004 - October 4, 2007
BNY MELLON SECURITIES CORPORATION
RIA
CRD#: 231
UNIONDALE, NY
Past
July 27, 1999 - October 4, 2007
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
UNIONDALE, NY
Past
September 29, 1997 - May 7, 1999
REICH & TANG DISTRIBUTORS, INC.
BD
CRD#: 28078
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/25/2025)
RR
Alaska(11/25/2025)
RR
Arizona(11/25/2025)
RR
Arkansas(11/25/2025)
RR
California(11/25/2025)
RR
Colorado(11/25/2025)
RR
Connecticut(11/25/2025)
RR
Delaware(11/25/2025)
RR
District of Columbia(11/25/2025)
RR
Florida(11/25/2025)
RR
Georgia(11/25/2025)
RR
Hawaii(11/25/2025)
RR
Idaho(11/25/2025)
RR
Illinois(11/25/2025)
RR
Indiana(11/25/2025)
RR
Iowa(11/25/2025)
RR
Kansas(11/25/2025)
RR
Kentucky(11/25/2025)
RR
Louisiana(11/25/2025)
RR
Maine(11/25/2025)
RR
Maryland(11/25/2025)
RR
Massachusetts(11/25/2025)
RR
Michigan(11/25/2025)
RR
Minnesota(11/25/2025)
RR
Mississippi(11/25/2025)
RR
Missouri(11/25/2025)
RR
Montana(11/25/2025)
RR
Nebraska(11/25/2025)
RR
Nevada(11/25/2025)
RR
New Hampshire(11/25/2025)
RR
New Jersey(11/25/2025)
RR
New Mexico(11/25/2025)
RR
New York(11/25/2025)
IAR
New York(11/25/2025)
RR
North Carolina(11/25/2025)
RR
North Dakota(11/25/2025)
RR
Ohio(11/25/2025)
RR
Oklahoma(11/25/2025)
RR
Oregon(11/25/2025)
RR
Pennsylvania(11/25/2025)
RR
Rhode Island(11/25/2025)
RR
South Carolina(11/25/2025)
RR
South Dakota(11/25/2025)
RR
Tennessee(11/25/2025)
RR
Texas(11/25/2025)
RR
Utah(11/25/2025)
RR
Vermont(11/25/2025)
RR
Virginia(11/25/2025)
RR
Washington(11/25/2025)
RR
West Virginia(11/25/2025)
RR
Wisconsin(11/25/2025)
RR
Wyoming(11/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SMITH, MATTHEW PETER | NATIONAL BUSINESS DIRECTOR | 3209342 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
