Raul N. Pomares

SONEN CAPITAL LLC

San Francisco, CA 94104

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CRD#: 2911083

Professional summary

Raul Nmn Pomares, who also goes by Raul Pomares, is a registered financial advisor currently at SONEN CAPITAL LLC located in San Francisco, California.

Raul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Raul has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raul Pomares

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alterna Foundation Not Investment-Related 2150 Allston Way, Suite 400, Berkeley, CA 94704 Alterna Foundation is a non-profit social benefit organization dedicated to creating local solutions to global challenges through supporting innovation and entrepreneurship in under-served communities through out the world. Mr. Pomares' role is that of a director to the foundation. Mr. Pomares serves on the foundation's board of directors and provides his thoughts and perspective on governance, organizational strategy and industry dynamics to support the foundation achieve its mission of supporting the growth of social enterprises in Central America. Mr. Pomares has served on the foundations board since March 2018 and spends approximately 2 hours per month to carry out his role for the foundation. Mr. Pomares spends approximately 3 hours per calendar quarter during normal business hours to participate in the foundation's board meetings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Nmn Pomares's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2011 - Present

SONEN CAPITAL LLC

Office #1: 101 Montgomery Street Suite 2150, San Francisco, CA 94104

RIA

CRD#: 159461

San Francisco, CA

Past

August 30, 2010 - March 29, 2012

SPRINGCREEK ADVISORS, LLC

RIA

CRD#: 112170

CORTE MADERA, CA

Past

August 22, 2008 - June 4, 2010

GUGGENHEIM INVESTMENT ADVISORS, LLC

RIA

CRD#: 108263

MIAMI, FL

Past

July 26, 2006 - July 23, 2008

ASSET CONSULTING GROUP, LLC

RIA

CRD#: 107574

SANTA MONICA, CA

Past

October 13, 1999 - June 12, 2006

EPLANNING SECURITIES, INC.

CRD#: 46000

ROSEVILLE, CA

Past

July 10, 1997 - November 4, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 10, 1997 - November 9, 1999

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SONEN CAPITAL LLC

SC GLOBAL INVESTMENTS LLC | SONEN CAPITAL LLC

CRD#: 159461 / SEC#: 801-72926

RIA

Registered Investment Advisory firm - (12/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/22/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/9/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SONEN CAPITAL LLC

SC GLOBAL INVESTMENTS LLC | SONEN CAPITAL LLC

CRD#: 159461 / SEC#: 801-72926

RIA

Registered Investment Advisory firm - (12/22/2011 Approved)

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Contact information

Main Address

101 Montgomery Street Suite 2150, San Francisco, CA 94104

Mailing Address

Phone number

(415) 534-4444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SONEN CAPITAL DISCLOSURE BROCHURE MARCH 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 1,009,760,931

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Raul N. Pomares

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raul Nmn Pomares's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPRINGCREEK ADVISORS, LLC

GUGGENHEIM INVESTMENT ADVISORS, LLC

ASSET CONSULTING GROUP, LLC

EPLANNING SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

SONEN CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2004

Series 63

Date: 7/9/1997

Series 6

Date: 7/9/1997

Current Firm

SONEN CAPITAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SONEN CAPITAL LLC

TRUST BUT VERIFY

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