Joshua G. Spiewak
Professional summary
Joshua Glenn Spiewak is a registered financial professional currently at BTIG, LLC located in Newtown, Pennsylvania.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 1997. Joshua has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Glenn Spiewak's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2003 - Present
BTIG, LLC
June 2, 2003 - November 5, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 9, 2002 - January 30, 2003
GOLDMAN SACHS & CO. LLC
December 13, 1999 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 4, 1998 - January 24, 2000
MORGAN STANLEY DW INC.
November 10, 1997 - September 23, 1998
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2011)
(11/3/2003)
(1/21/2010)
(1/21/2010)
(10/29/2004)
(12/5/2007)
(6/4/2012)
(11/3/2003)
(2/2/2011)
(1/21/2010)
(11/29/2011)
(12/5/2007)
(1/25/2007)
(1/16/2004)
(11/3/2003)
(1/12/2006)
(1/21/2010)
(12/21/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/6/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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