Sean F. Mescall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Fitzgerald Mescall was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1997. Sean had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2005 - September 6, 2006
AURORA CAPITAL LLC
November 29, 2002 - September 9, 2005
BROOKSTREET SECURITIES CORPORATION
November 15, 2001 - September 16, 2002
J.P. TURNER & COMPANY, L.L.C.
June 21, 2001 - November 23, 2001
FIRST MONTAUK SECURITIES CORP.
February 15, 2001 - June 4, 2001
J.P. TURNER & COMPANY, L.L.C.
January 13, 1998 - March 14, 2001
GLENN MICHAEL FINANCIAL, INC.
September 17, 1997 - January 13, 1998
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AURORA CAPITAL LLC
CRD#: 37924 / SEC#: , 8-48069
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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