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Christopher Anthony Abbate

CRD# 2910866·Registered 1997 - 2024
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Anthony Abbate was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1997 - 2024. Christopher had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

RIVERSTONE CAPITAL SERVICES LLC·CRD# 172056
BD
New York, NY
May 11, 2015 - February 16, 2024
INTE SECURITIES LLC·CRD# 47107
BD
New York, NY
September 5, 2014 - December 31, 2014
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 18, 2011 - July 10, 2014
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
November 3, 2000 - July 25, 2011
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 4, 1997 - November 3, 2000

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Current Firm

RC
RIVERSTONE CAPITAL SERVICES LLC

RIVERSTONE CAPITAL SERVICES LLC

CRD#: 172056 / SEC#: 8-69497
BD
Terminated by SEC on 02/18/2024

Contact Information

Established

Delaware since 04/14/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
RIVERSTONE EQUITY PARTNERS LPPARENT—
ABBATE, CHRISTOPHER ANTHONYCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER2910866

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1997About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2011About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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