Poornima Raghavan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Poornima Raghavan was a registered financial professional .
Poornima is a previously registered financial professional and started their career in finance in 1997. Poornima had worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2011 - September 30, 2025
CIGNA BENEFITS FINANCING, INC.
June 12, 2008 - August 3, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 7, 2005 - June 26, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 7, 2005 - June 26, 2007
OSAIC FA, INC.
January 23, 2004 - August 4, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 25, 1999 - January 26, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 25, 1999 - January 26, 2004
OSAIC FA, INC.
October 27, 1997 - February 17, 1999
CITIZENS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CIGNA BENEFITS FINANCING, INC.
CRD#: 153670 / SEC#: , 8-68563
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
