Hua O. Huang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hua Owen Huang, who also goes by Owen Hua Huang, Owen Huang, was a registered financial professional .
Hua is a previously registered financial professional and started their career in finance in 1999. Hua had worked at 4 firms and has passed the Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - September 6, 2013
ECHOTRADE LLC
May 8, 2009 - October 21, 2011
ECHOTRADE LLC
September 5, 2006 - October 8, 2007
ECHOTRADE LLC
May 11, 2006 - June 22, 2006
G-2 TRADING,LLC
February 27, 2004 - May 3, 2004
TRILLIUM BROKERAGE SERVICES, LLC
June 14, 1999 - October 23, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
