Jody C. Duncan

INSIGHT ADVISORS NW

Beaverton, OR 97005

Some features on this profile are disabled

CRD#: 2910327

Professional summary

Jody Catherine Duncan, CFP®, who also goes by Jody Catherine Key, Jody Williams, is a registered financial advisor currently at INSIGHT ADVISORS NW, LLC located in Beaverton, Oregon.

Jody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jody has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jody Catherine Key | Jody Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Catherine Duncan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

November 8, 2012 - Present

INSIGHT ADVISORS NW, LLC

Office #1: 11200 Sw Allen Blvd Suite 100, Beaverton, OR 97005

RIA

CRD#: 165731

Beaverton, OR

Past

October 10, 2005 - May 28, 2010

NEWFOCUS FINANCIAL GROUP, LLC

RIA

CRD#: 132578

VANCOUVER, WA

Past

December 17, 2001 - November 21, 2012

THE H GROUP, INC.

RIA

CRD#: 106801

PORTLAND, OR

Past

December 4, 2001 - September 30, 2005

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

September 3, 1999 - November 21, 2001

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

August 5, 1997 - September 2, 1999

MAXIMUM FINANCIAL INVESTMENT GROUP, INC.

CRD#: 40096

SOUTHFIELD, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/15/2012)

IAR

Texas
(11/8/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/2/1997

General Securities Representative Examination

Current Firm

INSIGHT ADVISORS NW, LLC

CRD#: 165731 / SEC#:

Oregon

Registered Investment Advisory firm - (11/15/2012 Approved)

Texas

Registered Investment Advisory firm - (10/12/2012 Conditional Restricted)

Washington

Registered Investment Advisory firm - (1/4/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11200 Sw Allen Blvd Suite 100, Beaverton, OR 97005

Mailing Address

Phone number

(503) 314-7760

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	114
AUM (Assets Under Management)	$ 35,840,528

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

Jason Lambert

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jody C. Duncan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jody Catherine Duncan's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGHT ADVISORS NW, LLC

NEWFOCUS FINANCIAL GROUP, LLC

THE H GROUP, INC.

CETERA WEALTH SERVICES, LLC

WALNUT STREET SECURITIES, INC.

MAXIMUM FINANCIAL INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/1999

Series 63

Date: 8/7/1997

Series 7

Date: 8/2/1997

Current Firm

INSIGHT ADVISORS NW, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INSIGHT ADVISORS NW, LLC

TRUST BUT VERIFY

Similar Advisors