Shain B. Andrews
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shain Bryan Andrews was a registered financial professional .
Shain is a previously registered financial professional and started their career in finance in 1999. Shain had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2013 - October 23, 2014
CABOT LODGE SECURITIES LLC
June 7, 2012 - March 22, 2013
ORCHARD SECURITIES, LLC
September 9, 2008 - January 13, 2012
CAREY FINANCIAL, LLC
February 20, 2008 - September 12, 2008
REALTY CAPITAL SECURITIES, LLC
October 22, 2007 - December 18, 2007
INLAND SECURITIES CORPORATION
June 15, 1999 - May 15, 2007
BOSTON CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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